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Is it necessary
for untold millions to suffer and die in order that grand social
theorists like Marx and Machiavelli be proved wrong? In the last
chapter we asked the simple, even obvious, question: Will it work?
A corollary to that question is: Has it been tried? And a third
one is no less obvious: Was it first tried on a small, manageable
scale? Communism certainly was not.
In reading
social theories, one cannot fail to be struck by the general deficiency
of their formulators' understanding of human nature. Even Plato
paid too little attention to individual human beings with their
special characteristics, interests, and ambitions, but treated
them all as stereotypes and imagined their destinies could be
determined by a supposedly "wise" government. Shall
this one be told, "Be an artist"? and that one, "Be
a farmer"? Shall this one be ordered, "Be wise!"
and that other, "Be foolish!"? People simply are what
they are; they cannot be designed according to the demands of
any mere theory.
To develop
insight into humanity as a whole, one must begin by studying the
individual. Indeed, the first person to study is one's own self.
To lump all human beings together like flakes in a snowball is
to deny them individuality and deprive them of humanity. Most
of the major developments in history have been initiated by individuals
who had the courage to think for themselves. Even group developments
have required the unifying influence of a leader. As Emerson put
it, "An institution is the lengthened shadow of one man."
Like life
and all living things, everything worthwhile begins small. The
Christian religion was started by one person: Jesus Christ. Since
then, Christianity's greatest influence has been on the conscience
of individuals, not on amorphous masses of people. Only someone
whose conscience is sincerely committed to a concept can embrace
it sensitively and with understanding. In religion, mass conversions
are a travesty; they cannot be anything but superficial. In society,
mass movements bring chaos more often than clarity. The most unfortunate
event with major consequences in Christian history was quite possibly
when Emperor Constantine, in the early fourth century, decreed
Christianity to be the new state religion. Calm focus, not diffusion,
is the key to all meaningful developments. Without a focus, clarity
can never be achieved.
Meaningful
development resembles the expanding rings in a tree trunk. The
growth of life begins always at its center. By contrast, a work
of sculpture, though it may resemble a living creature, is only
a chiseled piece of stone. Nylon threads differ from plant fiber
in one important respect: There is no hole passing down their
center, through which the life-force can pass.
Pygmalion,
in Greek legend, sculpted a statue of a woman so beautiful that
he fell in love with it, and prayed that she be given life. His
prayer was granted, and the statue became the woman, Galatea.
5 Art alone has not that power to bestow life.
To make a work of art even seem alive, "grace" is essentialthat
is to say in this case, sensitive perceptivity. For the artist
can only approach his work from outside, although great artists
are sometimes able to project some of their own essence into their
creations and thereby produce a suggestion, at least, of Pygmalion's
miracle. Lesser artists can only imitate appearances.
The communities
proposed as utopias are mere artifices. They might have been carved
in stone, for they are lifeless projections of intellectual theories.
As in a badly written novel, whose characters speak and behave
as the plot dictates rather than as their own natures indicate,
the characters in most utopian dreams are not self-animated. In
real life, those communities would be doomed to failure. Plato's
experiment in Syracuse was a flop. No community could succeed
in which every decision had to be referred back to some intellectualized
"blueprint" instead of reflecting the natures of the
people involved.
No human being
can be forced to think and behave contrary to his own nature.
A basic condition for cooperative intentional communities is respect
for the individuals involved. The secret of developing such communities,
on the other hand, is not to let the members "do their own
thing." That would result in general confusion. The secret
is to coordinate them with sensitive regard for their individuality.
No one can be forced to embrace an idea. Many, however, can be
inspired at least in the direction of that idea, especially
if the one guiding them views them as dear to him rather than
as outside the circle of his sympathy.
The leader
of a community must also, of course, live what he preaches.
It is not enough for him to justify himself with theoretical abstractions.
One such abstraction often encountered nowadays is "people
power." Almost always, the leader who proclaims, "Power
to the people!" wants only to silence opposition to his ideas.
He thrives on hurling denunciations. His diatribes are not easily
contradicted, for people who depend on common sense prefer to
speak softly, and as a result their voices cannot be heard easily
above the pandemonium.
Communism
tries with slogans to appeal to "people power." Under
that oppressive system, however, the "people" themselves
areas Joseph Stalin statedmere "statistics."
"People power" is, in fact, "ego power" in
the mouth of a demagogue.
Democracy
is a different story, for in a democracy people do count
for something, and everything is at least supposed to be done
for the common good.
One of the
"magician's tricks" Karl Marx performed was to create
the illusion that the true opposition is between communism and
capitalism. It is not. Every enterprise requires capital, whether
it is funded by business investors or by government. Communism
merely seizes people's capital and pretends, in the name of "the
people," to manage their affairs. Since politicians are not
inclined by either necessity or nature to be experts on profit
and loss, they usually manage such affairs badly, and rarely to
anyone's advantage but their own. Meanwhile, the real contrast
between communism and other social systems has always been between
absolute rule by a few (oligarchy) for their own selfish good,
and rule by and for the sake of the many (democracy).
To expect
anything great and lasting to be brought about by mass initiative
remains, nevertheless, a delusion. In mass movements, emotions
rule. And emotions, of their very nature, rise and fall ceaselessly,
like the ocean waves. Often, after reaching a peak, they crash
and cause widespread destruction. Such were the mobs of the French
Revolution, which destroyed indiscriminately but raised nothing
in place of what they had overthrown. It took Napoleon, finally,
to give the French Revolution a more positive (though still a
destructive) focus.
"Citizens!"
"Comrades!" "Friends, Romans, countrymen!":
What do such words really mean? Nothing! They are supposedly uttered
in affirmation of solidarity, but in fact they are intended only
as promotional gimmicks to capture the imagination of the emotionally
immature. Cassius, in Shakespeare's play "Julius Caesar,"
addressed the Romans with the last of those phrases, then contradicted
that sentiment only moments later. Often, indeed, when people
begin with flattery they end with criticism.
Mass movements
are, of their very nature, emotional. The intellect, if not prodded
by some emotion, lacks motive power. It can analyze, but it is
an armchair traveler. The feeling quality is what gives impetus
to thought. If the feelings are emotional, however, they
tend in the long run to be disruptive even if they were engendered
by positive intentions.
On the other
hand, inspired feeling is a very different thing. It soars like
a sea gull above emotion's ceaselessly heaving waves. Inspired
feeling is winged by calmness, and calmness, united to balanced
reason, is what it takes to achieve constructive results. Calm
inspiration is the secret of every great work, whether in the
arts, in philosophy, in science, or in politics.
Mass emotion
finds its epitome in the lynch mob howling for vengeance. As individuals,
the members of those crowds might never consider violence. Mass
emotion, however, once awakened, can exert a hypnotic influence.
A mob's only hope for wise guidance is if someone uninvolved emotionally
can flow deliberately with the tide, then steer the excitement
gradually toward a more positive end.
An example
of this technique is the account of a French mob that once stormed
a jail, convinced that a certain inmate there was guilty of some
heinous crime. Loudly they demanded the summary execution of "justice"which
to them meant the prisoner's immediate execution. The policeman
in charge, a man of stolid good sense, stood before them on the
steps of the jail and shouted above their cries:
"Well
done, citizens! You have demonstrated the will of the people.
I congratulate you for your courage! Justice shall be done, I
promise you. Return to your homes, proud of being French, with
a Frenchman's dedication to truth and honor! Again I say it, Thank
You! Thank you! . . . and, our great Republic thanks you also!"
Cheering lustily, the mob disbanded. As matters turned out, the
prisoner was eventually acquitted of all wrongdoing.
The best thing
that mob emotion can produce may be the shout, "Somebody
ought to do something!" The worst is wanton rampage
and ruin. Midway between devastation and good sense are the harmless,
though bizarre, manias that sometimes seize masses of people,
like the one during the Middle Ages that sent crowds running about
the countryside in packs, howling like wolves.
The problem
with swallowing the emetic of "people power" is that,
the greater an emotion, the more difficult it is to return it
to calmness. People, when excited, cannot be easily swayed except
to further excitement. Angry rhetoric stirs thembut reason?
rarely! They enjoy music only if it shrieks at them with a pounding
beat and inflames their feelings. Soothing music, capable of healing
body and mind, is dismissed by them as "not where it's at,
man!" I recall the frenetic restlessness of a young woman
who worked in a radio station where "heavy metal" music
was played constantly. She was related to a friend of mine, and
in that capacity had joined me and a few others for dinner at
a London restaurant. This child of our times described the violent
attitudes expressed by some of the musicians who visited their
studio. Intrigued, I asked her what she thought of Mozart. "Mozart!"
she cried with exaggerated scorn. "He's dead!"
(Was she by comparison, I wondered, so very much alive?) Many
of the lyrics she'd been describing reveled in the self-consciously
macabre.
It isn't that
people are sheep. Few of those one meets are stupid. It is, indeed,
gratifying to sound them out and find how often they make good
suggestions, whether supportive or corrective to an idea. It's
only that few people will initiate new ideas. Most of them,
moreover, are unskilled at verbalizing their thoughts. The best
way to draw them out on any intricate subject is on a one-on-one
basis. In groups, the best solution is to offer them a plan, rather
than throw out the general invitation, "Would someone like
to suggest something?" True originalitythe ability
to initiate an idea-is a trait not many possess. The ability
to improve on suggestions, however, is fairly common, and
even this ability can lead to creative solutions.
I say these
things not theoretically, but from years of experience, during
which time my work has been with intelligent people, not with
dullards. Even those with minds unaccustomed to thinking deeply
may have a latent gift of insight that can be encouraged, once
their interest has been awakened. The important thing, after awakening
that interest, is to listen to them. If they oppose an idea emotionally,
however, it may be wise simply to drop it for a time. Hostility
can muddy the clearest stream, but once people's feelings have
had time to settle, their very opposition may, in time, actually
assist clarity.
This is practical,
as opposed to theoretical, democracy. Theoretical democracy vaunts
the populist dogma, "The people know best." In fact,
"the people" seldom know best. When they actually do
know, it is usually because a proposal has been put to them simply,
briefly, and clearly.
Essentially,
people tend to be problem-conscious, not solution-conscious. Their
preoccupation with problems crowds other possibilities out of
their minds. A good leader must be solution-oriented. He must
focus on what will work, not on what could prevent it from working.
A further, and fascinating, fact is that solution-consciousness
actually attracts right answers to itself, whereas problem-consciousness
prevents answers from even arising in the mind.
Whether an
issue involves a small group of people or a whole nation, democracy
without leadership simply doesn't workunless, indeed, the
issues being considered are relatively trivial, and their solutions,
more or less obvious. Consensus succeeds well enough in situations
where no commitment of energy is required. A good leader, however,
when facing a serious decision, never imposes his will on others.
Instead, he listens to themespecially to those who keep
to the point instead of rambling on to no purpose. If he's a captain
on the battlefield he may, of course, have no choice but to demand
of others that they risk their lives. In such cases, he must demonstrate
the willingness also to risk his own. He should try, moreover,
to emphasize the higher good they are all serving. And he should
take pains to offset any demand he makes of the men under him
by making equally uncompromising demands of himself.
Solution-consciousness
requires focused energy. If a vote is required, the leader should
phrase the resolution in such a way as to invite, not to
command, agreement. If a significant faction disagree, he should
invite everyone to think about the matter furtherin private,
if possible, rather than in emotion-charged "forums."
If, on the other hand, a decision is required urgently, he must
be guided calmly from within and accept responsibility for whatever
decision is reached, even if it has not been to his personal liking.
At a certain
point, the time has passed for further deliberation. Energy must
then be directed toward implementing the decision, whatever it
may be. If further debate is allowed, the "Hamlet complex"
sets in, and result in endless delays and indecision.
The most important
consideration in the decision-making process is to realize that
truth cannot be voted into existence. Truth simply is.
To find it, calm insight is the prime necessity, not likes, dislikes,
and mere opinions. It usually takes one person, first, to perceive
a solution. If more than one perceives it, all the better. If
a thousand people perceive it, wonderful! What usually happens,
however, is that the majority only endorse what is put before
them convincingly.
"What
shall we do?" is the worst question a leader can put at the
outset of a meeting, unless he already knows what needs to be
done. To leave the question open is like inviting everyone to
huddle together and invent a spacecraft. Inspiration must always
come from within. To "brainstorm" an idea is useful
primarily as a means of banishing problem-consciousness. Inspiration,
however, comes from inside, and brings certainty as to the right
path to follow. Often, armed with this certainty, one finds himself
brushing aside almost impatiently the long list of brainstormed
ideas.
If a community
is to succeed, it must begin with one sincere, person backed by
a few others dedicated to the same concepts. Thereafter, ideas
must be offered almost in the form of informal invitations
to those who are compatible with them. Communities must begin
small, and draw into their circle only those who respond voluntarily.
To try to impose a system on reluctant millions would be a guarantee
for disaster. Millions would only distort the best attempts, and
would cause them in the end to become mere reflections of the
desires of a few individuals.
Communism,
which has been imposed on whole nations, has not worked. The people
of East Germany, after their reunification with the western part
of what had been one nation, encountered great difficulty in reviving
the creative initiative they'd shown decades earlier. So accustomed
were they to living with guarantees of securitythe state's
alternative to personal freedomthat they dreaded independence
even though their very integrity called them to embrace it.
Society today
is in a state of flux. There is confusion everywhere: in people's
moral, artistic, and philosophic values, in their religious ideas,
and in their political concepts. Surely there have been times
in history when small societies, at least, were inspired by high
principles, and when greed and envy were not so pronounced as
they are today. Earthly perfection may not be realizable, but
is it wildly unrealistic to hope for something at least better?
There is a great need at present for improvement. I don't speak
only of technological improvement-this, everyone expects; I speak
of the quality of human life and the refinement of human consciousness.
If there is hope that even little steps can be taken in this direction,
the only way I can imagine is by encouraging the creation of small
communities. Nothing can be achieved by thousands fanatically
dedicated to creating the one, the only, the best
society. An effective way to achieve this "consummation,"
as Shakespeare might have put it, can only be for small groups
to band together and seek a sane and harmonious way of life by
forming small communities.
Because of
the sheer complexity of human nature, I suggest that people not
waste time and energy in dreaming of perfecting the world. Perhaps
I've grown cynical, having witnessed the failure of so many grandiose
schemes for social reform, but I still see no reason to doubt
the possibility of bringing about at least an improvementin
the lives of a few people first, then gradually of more of them
as others are inspired by visible, working examples. It
seems reasonable, moreover, to expect much from such examples,
in time. For the present, however, we must hold small, not great,
expectations. My hope for this book is that it may inspire a few,
not all, to set little examples of better ways of living. My reference,
moreover, is not to only one kind of community, but to a variety
of them, each an expression of noble aspirations and high ideals.
A network
of small, autonomous communities may inspire people everywhere
to conduct their lives with common sense, and with a larger sense
of world community. Such a possibility, surely, is not
unrealistic. I believe it to be feasible.
5 This name
may be apocryphal. For the modern playgoer, the name Eliza Doolittle
naturally springs to mind!
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